Assisting clients in plan design, investment due diligence, employee education, plan benchmarking, and fiduciary compliance.

We provide consultation and advice, as a 3(21) fiduciary advisor, to business owners and private equity operators in plan creation, merging, and termination. 

Our advisory services include:
  • Improving governance
  • Increasing fiduciary oversight
  • Ability to act as 3(21) Fiduciary
  • Ongoing plan provider assessment
  • Asset allocation formulation and ongoing oversight
  • Recommending fund alternatives/index solutions
  • Pursuing lower costs

​Are you interested or have questions? If so, please call Curtis E. Hollowell at (949) 230-2396 or complete contact request form below.

​Many clients have found value in our unbiased fiduciary advice and currently we provide assistance in the following plan types: 

Qualified Retirement Plans
  • 401(k)
  • 403(b)
  • Profit sharing
  • ESOP
  • Defined benefit
  • SEP

Non Qualified Plans
  • Deferred compensation
  • Executive bonus
  • Group carve-out

Group Health and Non-Medical Benefits
  • Medical insurance
  • Section 125 plans
  • Group Life/Disability
  • Group Vision/Dental​

We believe our clients uniquely benefit from our Fiduciary Capital Advisory Principles, setting us apart from many of our peers.

Adding to Your Financial Growth and Strength

401(k) & Group Benefits

TEL 949.478.3512